Job Description
Job Summary
As the client data Vice President in the exam management team, you will spend every day defining, refining and delivering on our exam management strategy to meet the needs of our operations and controls partners. Exam Management is part of operations and specializes in addressing KYC-related requests from external bodies e.g. regulators and internal teams, i.e.. audit, compliance and governance forums across Asia Pacific. Key aim is to enable submission of relevant datapoints in a process-compliant and time-bound manner. Demonstrating strategic thought leadership, as well as delivery of best practices, you will leverage your deep understanding of regulatory reporting landscape and strong analysis acumen to make informed decision that deliver to each of our business. If you are intellectually curious and have a passion for driving solutions across geographical boundaries, you may be the perfect fit for our team.
Job responsibilities
- Oversee and partner closely with Controls team to calibrate and deliver, for external and internal, requests.
- Manage resourcing and coordinate within and across groups to ensure appropriate planning and delivery of RFI and engage SMEs to review relevant data points
- Ensure team complete submission of various RFI (Request for Information) and periodic reporting requirement, within the required deadlines.
- Oversees and help resolve issue identified during the processes in accordance with relevant standards and policies.
- Owns and provides support to address ad hoc requests from various stakeholders in a professional manner.
- Stays abreast with changes of regulatory requirements and participate in implementation of new reporting requirements.
- Supports improvement agenda such as system automation and control uplift exercises. Improves process, controls, basis of preparation and procedural manuals for regulatory reporting.
- Monitor trends and develop key external relationships to advise on the use of new approaches, technologies, channels, etc. based on business priorities. Maintains strong controls in close partnership with internal functions and in accordance with company policies and regulatory changes.
- Establish a data lake and ensure granular implementation of new regulatory requirements to enable seamless regulatory reporting
- Drive standardization and simplification of reporting requirements and ensure standard operating procedures are always live
Required qualifications, capabilities, and skills
- Bachelor's degree or equivalent required
- Preferred 15 years of relevant financial industry experience
- Strong business writing and verbal communication skills is required
- Familiarity with global AML practices and specifically India KYC regulatory submission is required. Understanding of relevant statutory and regulatory requirements within the region in relation to Anti-Money Laundering and Counter-Terrorist Financing to facilitate sustainable solutioning of processes.
- Strong organization skills and ability to meet deadlines in a fast-paced environment. Strong ability to build relationships with and influence colleagues, and functional partners along with control and quality management skills; accuracy and attention to detail is vital.
- Ability to drive issue resolution, collaborate with internal and external stakeholders to execute consistently on deliverables and communicate status updates and strategic direction.
- Proficient in MS Office applications, particularly Excel, is required. Exposure to data-extraction solutions is good to have.
Preferred qualifications, capabilities, and skills
- Ability to create a roadmap for strategic implementation.
- Exposure to regulatory submission or engagement across different geographies
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.
Operations teams develop and manage innovative, secure service solutions to meet clients' needs globally. Developing and using the latest technology, teams work to deliver industry-leading capabilities to our clients and customers, making it easy and convenient to do business with the firm. Teams also drive growth by refining technology-driven customer and client experiences that put users first, providing an unparalleled experience.
