Manage AML operations and FIU interactions, design and run trade surveillance, investigate suspicious activity, ensure KYC/EDD compliance, develop policies and reports, liaise with authorities, and provide compliance input across teams.
We are seeking a dynamic and detail-oriented individual to oversee key compliance functions including prevention of money laundering process and operations, trade surveillance. The ideal candidate will ensure robust detection and mitigation of suspicious activities, regulatory reporting, and internal policy development aligned with current compliance requirements in the crypto and related fintech sectors
Requirements
FIU Operations:
- Manage AML processes to detect, investigate, and report suspicious activities in a timely manner.
- File Suspicious Transaction Reports (STRs) to concern authority in compliance with requirements.
- Respond to FIU alerts, queries, and emails, ensuring accurate and timely Communication.
Trade Surveillance:
- Design and implement effective surveillance mechanisms to monitor trading activity and detect market abuse, insider trading, or manipulative behaviour.
- Investigate suspicious trading patterns and escalate issues as required.
- Enhance surveillance frameworks in line with market practices and regulatory Expectations. AML Compliance:
- Ensure organization-wide compliance with applicable AML/CFT regulations and internal standards.
- Conduct periodic AML audits and ensure compliance with Know Your Customer (KYC) and Enhanced Due Diligence (EDD) standards.
Policy Development and Training:
- Develop, maintain, and revise compliance policies and SOPs based on evolving regulatory norms.
Regulatory Reporting & Liaison:
- Prepare and submit accurate reports within prescribed timelines to the authorities. Stay abreast of changes in compliance regulations, particularly in the crypto and financial services industries.
- Build strong working relationships with relevant authorities and enforcement Agencies.
Team Collaboration:
- Work closely with internal teams including legal, finance, risk, and operations to embed compliance into business processes.
- Provide compliance inputs for new products, services, and partnerships.
Key Qualifications:
- Prior experience in AML/CFT, or trade surveillance roles—preferably within the crypto, broking, or fintech sectors.
- Understanding how to identify and assess risk factors related to money laundering and terrorist financing, and tailoring compliance measures accordingly.
- Knowledge of STR filing, surveillance tools, and AML/KYC frameworks.
- The ability to conduct and interpret risk assessments related to money laundering and terrorist financing is essential.
- Screening for any criminal records or past offenses that might indicate a lack of trustworthiness or suitability for the role.
- Familiarity with sanctions screening procedures and the ability to identify and report individuals or entities that appear on sanctions lists.
- Relevant certifications will be an added advantage.
- Technical skills to use AML/CFT software, databases, and other tools used in the compliance process.
- Strong analytical skills and attention to detail.
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